The last decade has featured a large swing in the worldwide coal demand supply balance.
The unexpected shortfall early in this century led to the commissioning of a large number of new
projects and existing producers scrambling to expand production.
As an inevitable result, supply has overshot demand and prices have retreated from historical highs.
The medium term supply-demand forecasts clearly show that prices will not rise significantly from
current levels. They may even fall further to balance the market.
Short-term cost cutting measures have helped limit the price impact. To return to true economic
profitability producers must make sustainable and underlying changes to their operations.
Many Australian mining operations are able to gain an advantage over international competitors by
restructuring their operations.
This paper describes the macro issues faced by coal producers, and lays out a clear path for
producers wanting to transition to significantly more profitable and sustainable mining operations.
Valuation techniques used in mining include technical analysis techniques and
discounted cash flow (DCF) techniques. There is considerable disagreement as to
the best method to handle risk and uncertainty, leading to an array of valuation
methods. One of the major disadvantages of traditional valuation methods is the
inability to value management flexibility in the event of improved knowledge resolving
uncertainty. Real options analysis is one way of valuing flexibility.
Real options may be analysed using exact formulae, numerical approximation, or
Monte Carlo simulation. Numerical approximation using a binomial analysis
technique offers the flexibility to handle complex real options found in mining
valuation.
Early options analysis was performed on the basis of an underlying commodity price
exhibiting an exponential growth. Models are available, however, to base analyses
on a price that reverts to some mean value over time.
An example of a complex compound option involving decisions on grade control,
abandonment, mothballing and expansion was developed by Winsen, 1994. This
model has been further enhanced and forms the basis for the analysis in this paper.
The Winsen model did not address valuation of a mine with limited mining reserves,
or the consideration of the impact of the cut-off grade on mine value. Both of these
cases are considered in this paper. The algorithm developed to value these cases
incorporates path dependence, linear programming, and three-staged iterative
dynamic programming. Further work is suggested to turn these concepts into a
practical valuation tool.
Open cut mining in the Hunter Valley currently faces a number of challenges. A decline in productivity over
the past decade is at least in part due to maturing operations. This gives increased production at higher
marginal costs and higher strip ratios. Mining operations are also getting deeper. A number of open cuts are
mining to depths greater than 200 metres, with some planned to greater than 400 metres deep. Marginal cost
for waste removal at these depths becomes very high.
Environmental impacts due to noise, dust, visibility and aquifer interference are a major community concern.
In particular, the cumulative impact of numerous high production operations in close proximity is heavily
scrutinised. Studies into the principal sources of emissions show haul trucks, the currently favoured haulage
technology, in a poor light. These impacts are further exacerbated by the pressures from competing land use.
A review of the strategic regional land use plan indicates that most of the potential open cut areas, not
contained in current mining leases or exploration licenses, fall within strategic agricultural land.
Crushing and conveying of waste may provide one solution to these issues. The concept is not new, with many
applications in metalliferrous mines, as well as some Australian coal mines. The system components are well
developed, with a number of equipment suppliers having proven expertise and products.
Limitations of waste conveying systems centre on lack of flexibility. Mine designs need to adapt to the system
requirements and cannot be easily altered. The advantages, however, include reduced costs and reduced
noise, dust and visibility impacts. The key innovation required is in developing a suitable mine plan to take
advantage of the capabilities of this mining technology..
The question of whether to utilise underground or open cut mining
methods generally arises at two different times in the assessment within the life of a
resource. The first time it arises is at the feasibility stage for a greenfields site. The
second time arises during the more mature stage, when the operation has been
established for some time and a change is perceived to be required. At this point
the decision is either to take an existing opencut and develop some underground
mining capability from the opencut highwall, or to look at open cut mining of a
subcrop and the part of an existing underground.
This mature-age decision making has arisen a number of times and will continue to
arise in the future. The question is when do these decisions arise, what is driving
the decision, and what tools are used to assist in the process. This paper looks at
some of the issues driving the decision-making, and the tools used in the process.
This paper is a treatise of the methods and logic for the strategic decision of
whether to mine via underground or open cut methods. The accompanying
presentation will detail the case studies and review historical examples. .